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Valuation under the SFC Fund Manager Code of Conduct (FMCC): what the Code requires, what it leaves open, and how to close the gap

交易及估值服務

Valuation under the SFC Fund Manager Code of Conduct (FMCC): what the Code requires, what it leaves open, and how to close the gap

The Securities and Futures Commission’s Fund Manager Code of Conduct (FMCC, the Code) reached its fifth edition in Octob…

SFC RA11 OTC Derivatives Compliance Window Period | A Guide for Institutions on Establishing a Statutory Compliance Framework and Mitigating Regulatory Risks

管治

SFC RA11 OTC Derivatives Compliance Window Period | A Guide for Institutions on Establishing a Statutory Compliance Framework and Mitigating Regulatory Risks

As Hong Kong’s OTC derivatives regulatory framework continues to evolve, institutions involved in derivatives tran…

Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses

管治

Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses

In May 2026, the SFC, HKMA and mainland regulatory authorities introduced a coordinated cross-border regulatory framewor…

Control Premium & Discount for Lack of Marketability Study Issue 3 – 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 3 – 2026

A milestone this quarter: the Q2 2026 results are the first produced end-to-end by our purpose-built AI system, with our…

2026 AML/CFT Regulatory Updates in Hong Kong—Managing Compliance Risk

管治

2026年香港AML/CFT監管更新——管理合規風險

The Hong Kong SFC’s latest AML/CFT updates are raising expectations across reporting, customer due diligence, transactio…

Control Premium & Discount for Lack of Marketability Study Issue 2 – 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 2 – 2026

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…

OpenClaw - Managing the Risks of AI‑Driven Automation Tools

信息技術及網絡安全

OpenClaw – Managing the Risks of AI‑Driven Automation Tools

In recent months, OpenClaw has gained attention as an open-source AI automation tool that can be installed on computers …

Hong Kong Budget Summary 2026/27

洞察力

Hong Kong Budget Summary 2026/27

The Financial Secretary Hon. Paul MP Chan presented the 2026/27 Budget on 25 February 2026, setting out the economic out…

Control Premium & Discount for Lack of Marketability Study Issue 1 – 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 1 – 2026

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…

Unlock Capital Through Innovation— Intellectual Property Financing

交易及估值服務

透過創新釋放資本:知識產權融資

Intellectual Property (IP) financing, which involves leveraging IP as collateral for debt, equity investment, or other c…