News & Views - Moore Hong Kong

Transaction & Valuation

Valuation under the SFC Fund Manager Code of Conduct (FMCC): what the Code requires, what it leaves open, and how to close the gap

The Securities and Futures Commission’s Fund Manager Code of Conduct (FMCC, the Code) reached its fifth edition in Octob…

By Moore Hong Kong

17 September 2026

Governance

SFC RA11 OTC Derivatives Compliance Window Period | A Guide for Institutions on Establishing a Statutory Compliance Framework and Mitigating Regulatory Risks

As Hong Kong’s OTC derivatives regulatory framework continues to evolve, institutions involved in derivatives tran…

By Moore Hong Kong

7 September 2026

Governance

Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses

In May 2026, the SFC, HKMA and mainland regulatory authorities introduced a coordinated cross-border regulatory framewor…

By Moore Hong Kong

10 August 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 3 – 2026

A milestone this quarter: the Q2 2026 results are the first produced end-to-end by our purpose-built AI system, with our…

By Moore Hong Kong

16 July 2026

Governance

2026 AML/CFT Regulatory Updates in Hong Kong—Managing Compliance Risk

The Hong Kong SFC’s latest AML/CFT updates are raising expectations across reporting, customer due diligence, transactio…

By Moore Hong Kong

10 June 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 2 – 2026

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…

By Moore Hong Kong

24 April 2026

IT & Cybersecurity

OpenClaw – Managing the Risks of AI‑Driven Automation Tools

In recent months, OpenClaw has gained attention as an open-source AI automation tool that can be installed on computers …

By Moore Hong Kong

18 March 2026

Insights

Hong Kong Budget Summary 2026/27

The Financial Secretary Hon. Paul MP Chan presented the 2026/27 Budget on 25 February 2026, setting out the economic out…

By Moore Hong Kong

25 February 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 1 – 2026

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…

By Moore Hong Kong

5 February 2026

Transaction & Valuation

Unlock Capital Through Innovation— Intellectual Property Financing

Intellectual Property (IP) financing, which involves leveraging IP as collateral for debt, equity investment, or other c…

By Moore Hong Kong

15 January 2026