As Hong Kong’s OTC derivatives regulatory framework continues to evolve, institutions involved in derivatives transactions, advisory services, or hedging activities should take this transition period as an opportunity to assess their compliance readiness.
Our latest newsletter examines the upcoming RA11 regulatory regime, key compliance expectations, and practical steps for establishing a robust statutory compliance framework. We also discuss how firms can strengthen governance, reporting, risk management, and internal controls to mitigate regulatory risks and prepare for future licensing and supervisory requirements.
Click here to download and read our latest newsletter to learn how early preparation can help your organisation navigate regulatory changes with confidence.
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