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SFC RA11 OTC Derivatives Compliance Window Period | A Guide for Institutions on Establishing a Statutory Compliance Framework and Mitigating Regulatory Risks

管治

SFC RA11 OTC Derivatives Compliance Window Period | A Guide for Institutions on Establishing a Statutory Compliance Framework and Mitigating Regulatory Risks

As Hong Kong’s OTC derivatives regulatory framework continues to evolve, institutions involved in derivatives tran…

Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses

管治

Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses

In May 2026, the SFC, HKMA and mainland regulatory authorities introduced a coordinated cross-border regulatory framewor…

Control Premium & Discount for Lack of Marketability Study Issue 3 – 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 3 – 2026

A milestone this quarter: the Q2 2026 results are the first produced end-to-end by our purpose-built AI system, with our…

2026 AML/CFT Regulatory Updates in Hong Kong—Managing Compliance Risk

管治

2026年香港AML/CFT监管更新——管理合规风险

The Hong Kong SFC’s latest AML/CFT updates are raising expectations across reporting, customer due diligence, transactio…

Control Premium & Discount for Lack of Marketability Study Issue 2 – 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 2 – 2026

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…

OpenClaw - Managing the Risks of AI‑Driven Automation Tools

信息技术及网络安全

OpenClaw – Managing the Risks of AI‑Driven Automation Tools

In recent months, OpenClaw has gained attention as an open-source AI automation tool that can be installed on computers …

Hong Kong Budget Summary 2026/27

洞察力

Hong Kong Budget Summary 2026/27

The Financial Secretary Hon. Paul MP Chan presented the 2026/27 Budget on 25 February 2026, setting out the economic out…

Control Premium & Discount for Lack of Marketability Study Issue 1 – 2026

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 1 – 2026

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…

Unlock Capital Through Innovation— Intellectual Property Financing

交易及估值服务

透过创新释放资本:知识产权融资

我们最新的知识产权融资通讯现已推出。内容探讨知识产权融资如何改变创新型中小企业的资金获取方式、香港在2025年的政策动向、知识产权融资沙盒、即将推出的估值补助,以及缩小估值差距的实务步骤。

Control Premium & Discount for Lack of Marketability Study Issue 4 – 2025

Control Premium & Discount for Lack of Marketability Study

Control Premium & Discount for Lack of Marketability Study Issue 4 – 2025

Our research issues help summarising the data extracted from HKEX. The key findings would provide you a clear view of fi…