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In May 2026, the SFC, HKMA and mainland regulatory authorities introduced a coordinated cross-border regulatory framework that strengthens compliance requirements for licensed institutions serving mainland investors.
Rather than restricting business activities, the new measures formalise existing regulatory expectations into clearer, enforceable standards, with enhanced requirements covering client onboarding, account opening reviews and capital flow controls. Licensed institutions should review and strengthen their compliance frameworks to effectively manage evolving regulatory risks.
Read our latest newsletter to explore the key regulatory updates, common compliance challenges and practical recommendations for licensed institutions here.
