Location: Hong Kong

Reporting to: Partner / Head of Department

Role Purpose

Due to our firm’s rapid expansion in both the 金融服務 和 Pre-IPO Advisory sectors, we are seeking a highly technical and commercially minded Principal. This individual will be a key leader in our Risk Advisory practice, responsible for managing high-stakes internal control reviews for both newly listed entities and heavily regulated financial institutions.

Key Responsibilities

• Pre-IPO & Listing Compliance: Lead and oversee internal control due diligence for IPO applicants in accordance with HKEX Practice Note 21 (PN 21). Ensure full compliance with Corporate Governance Codes and manage reporting accountant duties for VSAs and major acquisitions.
• Financial Services & AML Advisory: Direct the financial services advisory team in performing s59(2) special reviews, AML/CFT assessments, and regulatory compliance audits for Banks, VASP (Virtual Asset Service Providers), and SVF licensees.
• Governance & ESG Strategy: Drive the development of Environmental, Social, and Governance (ESG) frameworks, including climate risk management and green finance disclosures for listed clients.
• IT & Systems Assurance: Oversee SOC 1 & 2 / ISAE 3402 & 3000 Type 1 & 2 assurance engagements. Provide strategic guidance on technology risk management and the implementation of AI-enhanced monitoring systems.
• Thought Leadership & Training: Represent the firm as a frequent speaker at industry conferences (e.g., HKCGI, HKICPA) and provide regular compliance training to senior executives of tier-one financial institutions.

Requirements

• Professional Standing: Minimum 10+ years of experience in Risk Advisory or Internal Audit, with a significant tenure at a Big 4 or mid-tier firm.
• Technical Mastery: Deep expertise in HKMA Supervisory Policy Manuals, SFC Fund Manager Code of Conduct, and HKEX Listing Rules.
• 資格: Must be a CPA (HKICPA/ACCA/ACA). Additional certifications such as CAMS/AAMLP (AML), CESGA (ESG), or CISA (IT Audit) are highly desirable.
• Client Portfolio: Proven track record managing a diverse portfolio including Banks, Asset Managers, and complex Conglomerates.
• Communication: Native or professional fluency in English and Cantonese/Putonghua is essential for board-level presentations.

Competitive package will be offered to the right candidate(s), including 5-day work week, birthday leave & medical insurance coverage. Interested parties please send full resume with working experience, academic and professional qualifications, including present & expected salary to [email protected]. Personal data collected will be used for recruitment purposes only.

Moore Advisory Services Limited is seeking a high-caliber Senior Associate to support our growing Technology Risk and Compliance practice. This role is ideal for professionals with strong experience in cybersecurity, IT governance, and regulatory compliance, who are also comfortable leveraging AI tools to enhance delivery quality and efficiency.

Key Responsibilities

• Lead and support engagements in technology risk, cybersecurity, and regulatory compliance (e.g., SRAA, SOC 2, ISO 27001, PDPO, HKMA/SFC requirements).
• Perform risk assessments, control reviews, and gap analyses across client environments.
• Contribute to the development of policies, procedures, and governance frameworks.
• Assist in Privacy Impact Assessments (PIA) and AI governance advisory projects.
• Utilize AI tools to enhance report drafting, data analysis, and audit efficiency.
• Prepare high-quality client deliverables, including reports, presentations, and recommendations.
• Engage with clients and stakeholders to communicate findings and remediation strategies.

Requirements

• Bachelor’s degree in Information Security, Computer Science, or a related discipline.
• Professional certification such as CISA, CISSP, or equivalent (mandatory).
• 3–6 years of relevant experience in IT audit, cybersecurity, or risk advisory.
• Solid understanding of frameworks and standards such as ISO 27001, NIST, SOC 2, and privacy regulations (e.g., PDPO).
• Experience or strong interest in applying AI tools (e.g., generative AI, automation tools) in audit, compliance, or advisory work.
• Strong analytical, documentation, and report-writing skills.
• Excellent communication skills in English; Cantonese/Mandarin is an advantage.

Preferred Attributes

• Experience in financial services, insurance, or technology sectors.
• Exposure to AI governance, model risk management, or emerging technology risks.
• Familiarity with security testing tools (e.g., Nessus, Burp Suite) is a plus.
• Proactive mindset with the ability to manage multiple engagements.

What We Offer

• Exposure to high-impact advisory projects across industries.
• Opportunities to work on emerging areas such as AI governance and regulatory technology.
• Collaborative and growth-oriented environment.
• Competitive compensation and career development opportunities.

Competitive package will be offered to the right candidate(s), including 5-day work week, birthday leave & medical insurance coverage. Interested parties please send full resume with working experience, academic and professional qualifications, including present & expected salary to [email protected]. Personal data collected will be used for recruitment purposes only.

Job Highlights

Due Diligence

Good English and Chinese report writing skills are essential

Job Description:

In Transaction Services team, we are providing M&A services to assist our client to achieve their goal.

You will report to your manager of the Transaction Services team – Due Diligence service line and conduct professional work under their guidance.

Responsibility

• Assist in performing market research to assess the market trend and development;
• Assist in performing analysis on the Target’s financial and operation data;
• Prepare professional due diligence report for different types of engagement;

Requirements

• 2 years+ experience in auditing is a must;
• Experience in M&A, business operation, internal control and consulting is a plus;
• Professional qualification such as CPA, CFA etc is preferred;
• 具備優異的中英文說寫能力，包括普通話；;
• Preferrable with IELTS 7.0 or above or HKCEE Syllable B (C) or above; or HKDSE Level 5 or above, or equivalent
• Outgoing personality with positive attitude in facing new challenges;
• Independent in handling assigned tasks;
• Good team player, out spoken and good communication skills is preferred.
• Candidates with less experience will be considered for the position of Associate;

Competitive package will be offered to the right candidate(s), including 5-day work week, paid examination & study leave, reimbursement for examination fees, birthday leave & medical insurance coverage. Interested parties please send full resume with working experience, academic and professional qualifications, including present & expected salary to [email protected]. Personal data collected will be used for recruitment purposes only.

Responsibilities:

• Lead project teams in delivering high-quality internal audits, risk assessments and advisory work.
• Conduct compliance assessments in alignment with regulatory requirements.
• Collaborate effectively as a team player to achieve project goals.
• Proactively engage in business development activities.

要求：

• At least 5 years of relevant experience in risk advisory aspects.
• Strong leadership skills and the ability to work collaboratively.
• Proactive approach to problem-solving and client engagement.
• Professional qualifications such as CPA, CISA, or CIA are required.

Competitive package will be offered to the right candidate(s), including 5 day work week, paid examination & study leave, birthday leave & medical insurance coverage. Interested parties please send full resume with working experience, academic and professional qualifications, including present & expected salary to [email protected]. Personal data collected will be used for recruitment purposes only.