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In May 2026, the SFC, HKMA and mainland regulatory authorities introduced a coordinated cross-border regulatory framework that strengthens compliance requirements for licensed institutions serving mainland investors. Rather than restricting business activities, the new measures formalise existing regulatory expectations into clearer, enforceable standards, with enhanced requirements covering client onboarding, account opening reviews and capital flow controls. […]<\/p>\n","protected":false},"author":38,"featured_media":1772,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":true,"footnotes":""},"categories":[32],"tags":[],"location":[],"class_list":["post-1771","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-governance"],"acf":[],"yoast_head":"\n
Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses - Moore Hong Kong<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.moore.hk\/zh_hk\/news\/compliance-upgrade-guidelines-for-internal-controls-over-cross-border-client-businesses\/\" \/>\n<meta property=\"og:locale\" content=\"zh_HK\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Compliance Upgrade Guidelines for Internal Controls over Cross-Border Client Businesses - Moore Hong Kong\" \/>\n<meta property=\"og:description\" content=\"In May 2026, the SFC, HKMA and mainland regulatory authorities introduced a coordinated cross-border regulatory framework that strengthens compliance requirements for licensed institutions serving mainland investors. Rather than restricting business activities, the new measures formalise existing regulatory expectations into clearer, enforceable standards, with enhanced requirements covering client onboarding, account opening reviews and capital flow controls. 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