{"id":1761,"date":"2026-07-29T09:59:39","date_gmt":"2026-07-29T01:59:39","guid":{"rendered":"https:\/\/www.moore.hk\/?post_type=job&#038;p=1761"},"modified":"2026-07-29T09:59:41","modified_gmt":"2026-07-29T01:59:41","slug":"principal-risk-advisory-internal-control","status":"publish","type":"job","link":"https:\/\/www.moore.hk\/zh\/careers\/principal-risk-advisory-internal-control\/","title":{"rendered":"Principal \u2013 Risk Advisory &amp; Internal Control"},"content":{"rendered":"<style id=\"strategiq-hero-style\">@media (min-width: 992px){.block-hero{margin-left:83px}}.block-hero .position-relative:has(.hero__svg){overflow:hidden}.block-hero .hero__svg{z-index:1;-webkit-transform:translateX(100%);transform:translateX(100%);opacity:0;-webkit-animation:heroSvgFadeIn 1s ease-out forwards;animation:heroSvgFadeIn 1s ease-out forwards;-webkit-animation-delay:0.3s;animation-delay:0.3s}.block-hero 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.hero{background:#004C6C}.block-hero.has-primary-gradient-gradient-background{background:transparent !important}.block-hero.has-primary-gradient-gradient-background .hero{background:var(--primary-gradient)}.block-hero.has-secondary-gradient-gradient-background{background:transparent !important}.block-hero.has-secondary-gradient-gradient-background .hero{background:var(--secondary-gradient)}.block-hero.has-tertiary-gradient-gradient-background{background:transparent !important}.block-hero.has-tertiary-gradient-gradient-background .hero{background:var(--tertiary-gradient)}\n\n\/*# sourceMappingURL=block-hero.css.map *\/\n<\/style>\n<section class=\"wp-block-strategiq block-hero block-hero block-hero--default wp-block-strategiq-hero\">\n\t\n\n<div class=\"hero hero--default\">\n\t\n\t<div class=\"container-fluid\">\n\t\t<div class=\"row\">\n\t\t\t<div class=\"col-12  p-0\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<img decoding=\"async\" class=\"hero__svg-left\" src=\"https:\/\/www.moore.hk\/wp-content\/themes\/moore-global\/assets\/images\/hero-default-left.svg\" alt=\"Hero Image\">\n\n\t\t\t\t\t\t\t\t<img decoding=\"async\" class=\"hero__svg-right\" src=\"https:\/\/www.moore.hk\/wp-content\/themes\/moore-global\/assets\/images\/hero-default-right.svg\" alt=\"Hero Image\">\n\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\n\t\t\t\t\t\t\t\t\t<div class=\"hero__content-wrapper\">\n\t\t\t\t\t\t<div class=\"hero__content\">\n\t\t\t\t\t\t\t<h1 class='hero__title'>Risk Advisory &amp; Internal Control<\/h1>\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<p>Principal<\/p>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t\n\t\t\t<\/div>\n\n\t\t\t\t\t<\/div>\n\t<\/div>\n\n\t<\/div>\n<\/section>\n\n\n<style id=\"strategiq-job-content-style\">.block-job-content{padding:3.75rem 0}@media (min-width: 768px){.block-job-content__wrapper{padding:0 1rem}}@media (min-width: 992px){.block-job-content__wrapper{padding:0}}.block-job-content__content{margin-top:1rem}@media (min-width: 992px){.block-job-content__content{margin-top:0}}.block-job-content__content h2{font-size:24px;font-weight:400}.block-job-content__details ul{padding-left:0;list-style:none}.block-job-content__details ul li{font-weight:600;color:#02212E;margin-bottom:1rem;display:-webkit-box;display:-ms-flexbox;display:flex;-webkit-box-align:center;-ms-flex-align:center;align-items:center}.block-job-content__details ul li svg{height:16px;width:auto;margin-right:9px}.block-job-content__details ul li.office svg{margin-right:14px}.block-job-content__details ul li.department svg{margin-right:7px}\n\n\/*# sourceMappingURL=block-job-content.css.map *\/\n<\/style>\n<section class=\"wp-block-strategiq block-job-content wp-block-strategiq-job-content\">\n\t<div class=\"container\">\n\t\t\n<div class=\"line line--grey\"><\/div>\n\t<div class=\"section-name\">\n\t\t<div class=\"section-name__inner\">\n\t\t\t\t\t\t<h1 class=\"section-name__heading\">\u5de5\u4f5c\u6458\u8981<\/h1>\n\t\t<\/div>\n\t<\/div>\n\t\t<div class=\"block-job-content__wrapper\">\n\t\t\t<div class=\"row\">\n\t\t\t\t<div class=\"col-12 col-lg-3 offset-lg-1\">\n\t\t\t\t\t<div class=\"block-job-content__details\">\n\t\t\t\t\t\t<ul>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<li class=\"department\"><svg width=\"16\" height=\"14\" viewbox=\"0 0 16 14\" fill=\"none\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\">\n<path d=\"M14.5 3C15.3125 3 16 3.6875 16 4.5V12.5C16 13.3438 15.3125 14 14.5 14H1.5C0.65625 14 0 13.3438 0 12.5V4.5C0 3.6875 0.65625 3 1.5 3H5V0.75C5 0.34375 5.3125 0 5.75 0H10.25C10.6562 0 11 0.34375 11 0.75V3H14.5ZM6 1V3H10V1H6ZM15 12.5V8H10V9.25C10 9.6875 9.65625 10 9.25 10H6.75C6.3125 10 6 9.6875 6 9.25V8H1V12.5C1 12.7812 1.21875 13 1.5 13H14.5C14.75 13 15 12.7812 15 12.5ZM7 9H9V8H7V9ZM15 7V4.5C15 4.25 14.75 4 14.5 4H1.5C1.21875 4 1 4.25 1 4.5V7H15Z\" fill=\"black\"\/>\n<\/svg>\n \u54a8\u8be2\u670d\u52a1<\/li>\t\t\t\t\t\t\t\t\t\t\t\t\t<\/ul>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"col-12 col-lg-8 col-xl-6\">\n\t\t\t\t\t<div class=\"block-job-content__content content-container\">\n\t\t\t\t\t\t<p><strong>Location:<\/strong> Hong Kong<\/p>\n<p><strong>Reporting to:<\/strong> Partner \/ Head of Department<\/p>\n<p><strong>Role Purpose<\/strong><\/p>\n<p>Due to our firm&#8217;s rapid expansion in both the <strong>\u91d1\u878d\u670d\u52a1<\/strong> \u548c <strong>Pre-IPO Advisory<\/strong> sectors, we are seeking a highly technical and commercially minded <strong>Principal<\/strong>. This individual will be a key leader in our Risk Advisory practice, responsible for managing high-stakes internal control reviews for both newly listed entities and heavily regulated financial institutions.<\/p>\n<p><strong>Key Responsibilities<\/strong><\/p>\n<ul>\n<li><strong>Pre-IPO &amp; Listing Compliance:<\/strong> Lead and oversee internal control due diligence for IPO applicants in accordance with <strong>HKEX Practice Note 21 (PN 21)<\/strong>. Ensure full compliance with Corporate Governance Codes and manage reporting accountant duties for VSAs and major acquisitions.<\/li>\n<li><strong>Financial Services &amp; AML Advisory:<\/strong> Direct the financial services advisory team in performing <strong>s59(2) special reviews<\/strong>, AML\/CFT assessments, and regulatory compliance audits for Banks, VASP (Virtual Asset Service Providers), and SVF licensees.<\/li>\n<li><strong>Governance &amp; ESG Strategy:<\/strong> Drive the development of Environmental, Social, and Governance (ESG) frameworks, including climate risk management and green finance disclosures for listed clients.<\/li>\n<li><strong>IT &amp; Systems Assurance:<\/strong> Oversee <strong>SOC 1<\/strong><strong> &amp; 2<\/strong><strong> \/ ISAE 3402 &amp; 3000<\/strong> Type 1 &amp; 2 assurance engagements. Provide strategic guidance on technology risk management and the implementation of AI-enhanced monitoring systems.<\/li>\n<li><strong>Thought Leadership &amp; Training:<\/strong> Represent the firm as a frequent speaker at industry conferences (e.g., HKCGI, HKICPA) and provide regular compliance training to senior executives of tier-one financial institutions.<\/li>\n<\/ul>\n<p><strong>Requirements<\/strong><\/p>\n<ul>\n<li><strong>Professional Standing:<\/strong> Minimum 10+ years of experience in Risk Advisory or Internal Audit, with a significant tenure at a <strong>Big 4 or mid-tier firm<\/strong>.<\/li>\n<li><strong>Technical Mastery:<\/strong> Deep expertise in <strong>HKMA Supervisory Policy Manuals<\/strong>, SFC Fund Manager Code of Conduct, and <strong>HKEX Listing Rules<\/strong>.<\/li>\n<li><strong>Qualifications:<\/strong> Must be a <strong>CPA<\/strong> (HKICPA\/ACCA\/ACA). Additional certifications such as <strong>CAMS\/AAMLP<\/strong> (AML), <strong>CESGA<\/strong> (ESG), or <strong>CISA<\/strong> (IT Audit) are highly desirable.<\/li>\n<li><strong>Client Portfolio:<\/strong> Proven track record managing a diverse portfolio including Banks, Asset Managers, and complex Conglomerates.<\/li>\n<li><strong>Communication:<\/strong> Native or professional fluency in English and Cantonese\/Putonghua is essential for board-level presentations.<\/li>\n<\/ul>\n<p>Competitive package will be offered to the right candidate(s), including 5-day work week, birthday leave &amp; medical insurance coverage.\u00a0Interested parties please send full resume with working experience, academic and professional qualifications, including present &amp; expected salary to\u00a0<a href=\"mailto:recruit@moore.hk\">recruit@moore.hk<\/a>. Personal data collected will be used for recruitment purposes only.<\/p>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t<\/div>\n\t\t<\/div>\n\t<\/div>\n<\/section>","protected":false},"excerpt":{"rendered":"","protected":false},"featured_media":0,"parent":0,"menu_order":0,"template":"","job-department":[17],"job-contract-duration":[],"job-firms":[],"job-experience-level":[],"class_list":["post-1761","job","type-job","status-publish","hentry","job-department-advisory-services"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.9 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Principal \u2013 Risk Advisory &amp; Internal Control - Moore Hong Kong<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.moore.hk\/zh\/careers\/principal-risk-advisory-internal-control\/\" \/>\n<meta property=\"og:locale\" content=\"zh_CN\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Principal \u2013 Risk Advisory &amp; 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